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Securities Services PromotionsSecurities Services Promotions

Securities Services Promotions

Dah Sing Bank Securities Services provide you with
fast, easy, convenient and secure securities service.

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Latest Offer

Welcome OfferBrokerage Fee PromotionStocks Transfer-in Cash Reward up to HK$7,000Preferential Securities Margin Interest Rate as low as P-2% p.a.

Buy & Sell Brokerage Fee Waiver for up to 6 months


"Unlimited Buy & Sell Brokerage Fee Waiver for the first 3 months" & "Extra 3 months Buy & Sell Brokerage Fee Waiver for VIP Banking customers of up to HK$7,500"


"New Securities Customers" / "New Securities Margin Customers" who successfully execute buy and / or sell transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares via any transaction channel can enjoy unlimited buy & sell brokerage fee waiver for the first 3 months after account opened. For "New Securities Customer" / "New Securities Margin Customer" who is New VIP Banking customer can enjoy extra 3 months buy and / or sell brokerage fee waiver starting from the next month of the end of the first 3 months brokerage fee waiver period if they successfully executed at least one transaction of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares during the first 3-month brokerage fee waiver period with cap of HK$7,500.


First-Time Securities Custodian Fee Waiver



"New Securities Customers" / "New Securities Margin Customers" who successfully executed at least one buy and / or sell transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares via any transaction channel by designated period can enjoy first-time securities custodian fee waiver.

Brokerage Fee as low as 0.1%



The following preferential brokerage fee is offered for trading Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares during the Promotion Period:



VIP Banking Customers
  • Trading via "Mobile Securities Trading App+" Platform can enjoy brokerage fee rate at 0.1%
  • Trading via "i-Securities Internet Trading Services" can enjoy brokerage fee rate at 0.125%
  • Trading via "Branch Securities Trading Centers"* can enjoy brokerage fee rate at 0.15%
  • Minimum amount of brokerage fee is HK$90/RMB80 per trading transaction via above transaction channels
  • Brokerage fee rate at 0.1% for each trading transaction with HK$1million/RMB1million transaction amount or above via any transaction channels
General Customers
  • Trading via "Mobile Securities Trading App+" Platform can enjoy brokerage fee rate at 0.1%
  • Trading via "i-Securities Internet Trading Services" can enjoy brokerage fee rate at 0.15%
  • Trading via "Branch Securities Trading Centers"* can enjoy brokerage fee rate at 0.18%
  • Minimum amount of brokerage fee is HK$90/RMB80 per trading transaction via above transaction channels

*"Branch Securities Trading Centers" only provide Hong Kong listed securities trading services

Stocks Transfer-in Cash Reward up to HK$7,000



Customers can enjoy $100 cash reward for accumulating every HK$100,000 aggregate market value of stock transfer-in of Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares during the Promotion Period. General Customers can enjoy up to HK$3,000 cash reward and VIP Banking Customers can enjoy up to HK$7,000 cash reward.

Preferential Securities Margin Interest Rate as low as P-2% p.a.



Enjoy preferential securities margin interest rate for the first 6 months after opening a margin securities account.

VIP Banking Customer P-2% p.a.
General Customer P-1.5% p.a.

Promotion period is from 1 January 2020 until 30 June 2020.

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Investment involves risks. Subject to relevant terms and conditions. For details, please click here.

General Terms and Conditions

  1. Promotion Offers are valid from 1 January 2020 to 30 June 2020 (both dates inclusive) (the "Promotion Period").
  2. The customers' eligibility and calculations on all offers and rewards will be based on transaction records of Dah Sing Bank, Limited ("the Bank").
  3. All offers and rewards are not transferable and cannot be exchanged for cash or other discounts.
  4. Private Banking customers, customers who opened accounts under company name and staff of Dah Sing Financial Group and its affiliates are not eligible for all offers and rewards.
  5. Customers with other privilege commission rate offer are not eligible for the offers related to brokerage fee.
  6. Unless otherwise stated, all offers and rewards cannot be used in conjunction with any other promotion offers of the Bank. The Bank reserves the right to terminate or amend the below offers, rewards and their terms and conditions at any time without prior notice. In case of dispute, the decision of the Bank shall be final and conclusive.


"Welcome Offer" Terms and Conditions

  1. (Applicable to opened securities account) "Welcome Offer" is only applicable to securities customers who did not maintain any securities account(s) (whether in the customer's sole name or joint-name with other person(s)) with the Bank at any time during the period from 1 July 2019 to 31 December 2019 and successfully open new securities accounts with the Bank for the first time during the "Promotion Period" ("New Securities Customers").
  2. (Applicable to opened margin securities account) "Welcome Offer" is only applicable to securities margin customers who did not maintain any securities account(s) (whether in the customer's sole name or joint-name with other person(s)) with the Bank at any time and successfully open new margin securities accounts with the Bank for the first time during the "Promotion Period" ("New Securities Margin Customers").
  3. "Welcome Offer" is only applicable to the securities account / margin securities account with the use of savings account or current account as the settlement account. If customers open more than one securities account / margin securities account during the "Promotion Period", whether in sole name or joint-name with other person(s), only the securities account / margin securities account with the earliest account opening date can enjoy "Welcome Offer" ("Eligible Account").


"Unlimited Buy & Sell Brokerage Fee Waiver for the first 3 months" & "Extra 3 months Buy & Sell Brokerage Fee Waiver for VIP Banking customers of up to HK$7,500"

  1. "New Securities Customers" / "New Securities Margin Customers" who successfully executed any buy and/or sell transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares (excluding IPO subscription, Stocks Investment Savings Plan and odd lot stock transactions) via any transaction channel through "Eligible Account" can enjoy full brokerage fee rebate for the buy and/ or sell securities transactions for the first 3 months ("Free Brokerage Fee Period"). There is no limit on the rebate amount.
  2. Customers who are eligible for "Unlimited Buy & Sell Brokerage Fee Waiver for the first 3 months" offer are required to pay brokerage fees upfront at the rate of respective transaction channel. The brokerage fees being waived will be reimbursed to securities settlement account of "Eligible Account" in form of cash rebates within 2 months after the end of "Free Brokerage Fee Period".
  3. "New Securities Customers" / "New Securities Margin Customers" who are a New VIP Banking customers during promotion period can also enjoy extra 3 months Buy & Sell Brokerage Fee Waiver with cap of HK$7,500 by successfully executing at least one buy and/or sell transaction of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares (excluding IPO subscription, Stocks Investment Savings Plan and odd lot stock transactions) via any transaction channel starting from the next month of the end of the first 3 months brokerage fee waiver period ("VIP Extra Free Brokerage Fee Period"). "Free Brokerage Fee Period" and "VIP Extra Free Brokerage Fee Period" are listed on below.

    Account Opening Month Free Brokerage Fee Period VIP Extra Free Brokerage Fee Period
    January 2020 January 2020 – April 2020 May 2020 – July 2020
    February 2020 February 2020 – May 2020 June 2020 – August 2020
    March 2020 March 2020 – June 2020 July 2020 – September 2020
    April 2020 April 2020 – July 2020 August 2020 – October 2020
    May 2020 May 2020 – August 2020 September 2020 – November 2020
    June 2020 June 2020 – September 2020 October 2020 – December 2020
  4. Customers who are eligible for "Extra 3 months Buy & Sell Brokerage Fee Waiver for VIP Banking customers of up to HK$7,500" offer are required to pay brokerage fees upfront at the rate of respective transaction channel. The brokerage fees being waived will be reimbursed to related securities settlement account of "Eligible Account" in the form of cash rebates according to the schedule as follow:

    Account Opening Month Brokerage fee rebate month
    January 2020 – March 2020 On or before 30 November 2020
    April 2020 – June 2020 On or before 28 February 2021
  5. Customers still have to pay other transaction fees, including but not limited to transaction levy charged by the Securities and Futures Commission, trading fee charged by the Hong Kong Exchanges and Clearing Limited, Hong Kong stamp duty, stamp duty charged by the State Administration of Taxation, securities management fee charged by the China Securities Regulatory Commission, handling fee charged by SSE/SZSE and transfer fee charged by China Securities Depository and Clearing Corporation Limited.
  6. Customers must still maintain the relevant valid Eligible Account and related securities settlement accounts with the Bank at the time the brokerage fee rebate is credited by the Bank in order to be entitled to " Unlimited Buy & Sell Brokerage Fee Waiver for the first 3 months" and "Extra 3 months Buy & Sell Brokerage Fee Waiver for VIP Banking customers of up to HK$7,500" offers.


"Preferential Securities Margin Interest Rate as low as P-2% p.a."

  1. "New Securities Margin Customers" can enjoy preferential securities margin interest rate for the first 6 months from the Margin Securities Account opening date ("Preferential Securities Margin Interest Rate Period"). Please refer to the Margin Interest Rate of Securities Services listed in Bank Services Charges after the end of "Preferential Securities Margin Interest Rate Period".

    Account Opening Month Preferential Securities Margin Interest Rate Period
    January 2020 January 2020 – July 2020
    February 2020 February 2020 – August 2020
    March 2020 March 2020 – September 2020
    April 2020 April 2020 – October 2020
    May 2020 May 2020 – November 2020
    June 2020 June 2020 – December 2020
  2. Preferential securities margin interest rate is determined by the customer type at the time the Margin Securities Account open. VIP Banking customers can enjoy annualized securities margin interest rate at P-2% and General Banking Customers can enjoy annualized securities margin interest rate at P-1.5%.
  3. P refers to the Hong Kong Dollar Prime Lending Rate quoted by Bank from time to time. The actual securities margin interest rate is subject to Bank's final approval results. Bank reserves the right to amend the securities margin interest rate anytime.


"First-Time Securities Custodian Fee Waiver"

  1. "New Securities Customers" / "New Securities Margin Customers" who successfully executed any buy and/or sell transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares (excluding IPO subscription, Stocks Investment Savings Plan and odd lot stock transactions) via any transaction channel by designated period listed on below table can enjoy first-time securities custody fee waiver of "Eligible Account". Customers are required to pay the securities custody fee upfront according to the service charges of our Bank (HK$100 for VIP/ HK$150 for General Customer), the securities custody fee being waived will be reimbursed to customer securities settlement accounts of eligible account in form of cash according to the schedule as follow:

    Account Opening Month Transaction executed on designated period Custodian fee rebate
    January 2020 – May 2020 On or before 30 June 2020 On or before 31 August 2020
    June 2020 On or before 30 November 2020 On or before 28 February 2021
  2. Customers must successfully pay the securities custody fee when the Bank deducted in early of June 2020 and early of December 2020 and also still maintain valid "Eligible Accounts" and related securities settlement account with the Bank at the time the securities custody fee reimbursement is credited in order to be entitled to this offer.


"First 6-month Handling Fee Waiver for Stocks Investment Savings Plan"

  1. This offer is only applicable to the customers who set up a New Stocks Investment Savings Plans via securities account maintained with the Bank during the Promotion Period and settle the contribution payment successfully for six consecutive months from the first eligible contribution and do not make any contribution on Stocks Investment Savings Plan through the same Securities Account within 6 months preceding the date of the first contribution ("Eligible Stocks Investment Savings Plan Customer").
  2. Eligible Stocks Investment Savings Plan Customer can enjoy first 6-month handling fee waiver for the Stocks Investment Savings Plan, the handling fee being waived will be reimbursed to eligible Stocks Investment Savings Plans customers´ securities settlement account on or before 28 February 2021.
  3. Customer should still pay the handling fee first (Handling fee is equivalent to 0.25% of the monthly contribution amount for each plan, including the brokerage fee, stamp duty, transaction levy and transaction charge. The minimum charge is HK$38 per plan).
  4. If Customer terminates the Stocks Investment Savings Plan within 6 months after making the First Eligible Contribution or unable to make contribution for any reason, this offer will be forfeited. Once the offer is forfeited, if Eligible Stocks Investment Savings Plan Customer sets up the Stocks Investment Savings Plan again with the same Eligible Securities Account and makes contribution within the Stocks Investment Savings Plan during Promotion Period, customer is not eligible for this offer again.
  5. Customers must still maintain the securities account and securities settlement account at the time the thandling fee rebate is credited by the Bank in order to be entitled to this offer.


Other Privileged Offers Terms and Conditions

"Brokerage Fee as low as 0.1%"

  1. VIP Banking Customers and General Customers can enjoy "Securities Trading Brokerage Fee at 0.1%" offer for the trading transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares successfully executed via "Mobile Securities Trading App+" during the "Promotion Period" through valid securities accounts maintained with the Bank. The minimum brokerage fee is HK$90 (for HKD denominated transaction)/RMB80 (for RMB denominated transaction) per trading transaction.
  2. VIP Banking Customers and General Customers can enjoy "Securities Trading Brokerage Fee at 0.125%" offer and "Securities Trading Brokerage Fee at 0.15%" offer respectively for the trading transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares successfully executed via "i-Securities Internet Trading Services" during the "Promotion Period" through valid securities accounts maintained with the Bank. The minimum brokerage fee is HK$90 (for HKD denominated transaction)/RMB80 (for RMB denominated transaction) per trading transaction.
  3. VIP Banking Customers and General Customers can enjoy "Securities Trading Brokerage Fee at 0.15%" offer and "Securities Trading Brokerage Fee at 0.18%" offer respectively for the trading transactions of Hong Kong Listed Securities successfully executed via "Branch Securities Trading Centres" during the "Promotion Period" through valid securities accounts maintained with the Bank. The minimum brokerage fee is HK$90 (for HKD denominated transaction)/RMB80 (for RMB denominated transaction) per trading transaction.
  4. If customers' account type is changed during the "Promotion Period", the brokerage fee rate offer applicable to the respective account type will be effective within 3 working days from the day of successfully change of the respective account type.
  5. VIP Banking Customers can enjoy "Securities Trading Brokerage Fee at 0.1%" offer for each successfully executed Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares trading transaction that reaches HK$1million/RMB1million transaction amount or above conducted via any transaction channel during the "Promotion Period" through valid securities accounts maintained with the Bank. For customers who are eligible for "Securities Trading Brokerage Fee at 0.1%" offer, they are required to pay brokerage fees upfront at the rate of respective transaction channel. The brokerage fee amount that is entitled to be waived will be reimbursed to eligible customers' securities settlement accounts in form of cash rebates on or before 28 February 2021. Customers must still be VIP Banking Customers and maintain the relevant valid securities accounts and securities settlement accounts with the Bank at the time the brokerage fee being waived is credited by the Bank in order to be entitled to this offer.


"Stocks Transfer-in Cash Reward up to HK$7,000"

  1. Customers who successfully deposit Hong Kong Listed Securities (Warrants & Callable Bull/Bear Contracts are excluded) and/or Shanghai A Shares and/or Shenzhen A Shares into their securities accounts with the Bank via Central Clearing and Settlement System (CCASS) from other banks or securities firms (excluding Dah Sing Financial Group and its subsidiaries) during the "Promotion Period" can enjoy HK$100 cash reward for accumulating every HK$100,000 aggregate market value of stocks deposited. The accumulated aggregate market value of stocks deposited is calculated on a per securities account basis. VIP Banking Customers can enjoy up to HK$7,000 cash reward, customers must still be VIP Banking Customers at the time the cash reward is credited by the Bank; otherwise, they can only enjoy up to HK$3,000 cash reward as for General Customers.
  2. If there is any withdrawal of stocks either through CCASS or by physical scrip before the cash reward is credited by the Bank, customers will not be eligible for any cash reward. If customers sell the relevant stocks deposited through the securities account of the Bank, the accumulated aggregate market value of stocks deposited for the calculation of this offer will not be affected.
  3. Market value of the stock is calculated based on the closing price and the exchange rate of the stock on the deposit day. For deposit of RMB denominated securities, its market value will be converted to HKD based on the corresponding RMB exchange rate determined by the Bank at that time for calculating the deposited stocks accumulated aggregate market value of this offer.
  4. If the accumulated aggregate market value of stocks deposited falls short of HK$100,000, customers will not be eligible for this offer. Any part of the accumulated aggregate market value in excess of HK$100,000 which falls short of its multiple will not be counted for the cash reward. The value of cash reward entitled is fixed at HK$100 or its multiple, depending on the accumulated market value deposited.
  5. The cash reward will be credited into eligible customers' securities settlement accounts on or before 31 August 2020. Customers must still maintain the relevant valid securities accounts and securities settlement accounts with the Bank at the time the cash reward is credited by the Bank in order to be entitled to this offer.


Note: If there is discrepancy between the Chinese and the English versions hereof, the English version shall prevail.



Securities Services Risk Disclosure:



Investment involves risks. The prices of securities fluctuate, sometimes dramatically. The price of securities may move up or down and may become valueless. Losses may be incurred as well as profits made as a result of buying and selling securities. Customers should carefully consider whether the investment products or services mentioned herein are appropriate for them in view of their investment experience, objectives and risk tolerance level, and read the terms and conditions of relevant Securities Services before making any investment decision. For the information of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect, please read the Information on Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect (containing a section of Risks of investing through Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect).



Currency Risk Disclosure:



Exchange of renminbi (RMB) to HKD or other currencies is subject to currency exchange rate fluctuation. Customers should bear the risk of RMB exchange rate fluctuations which may cause profit or loss if customer chooses to convert RMB to HKD or other currencies. RMB is currently subject to exchange controls imposed by the PRC government, the exchange rate may be easily affected by change in government policies.



Stocks Investment Savings Plan Risk Disclosure:



Investment involves risks. Stocks Investment Savings Plan ("SISP") is intended to assist customers to accumulate stock portfolio and expect there will be an appreciation in the long term. However, the price of securities fluctuates, sometimes dramatically. The price of securities may move up or down and may become valueless. Customers may not be able to purchase stock at the best price during a particular purchase date. Losses may be incurred as well as profits made as a result of buying and selling securities. Customers should carefully consider whether the investment products or services mentioned herein are appropriate for them in view of their investment experience, objectives and risk tolerance level, and read the terms and conditions of relevant Securities Services before making any investment decision. Customers are advised to seek independent professional advice if they wish.



Unless the context requires otherwise, this document does not constitute any offer, invitation or recommendation to any person to enter into any transaction nor does it constitute any prediction of likely future movements in prices of any securities. This document has not been reviewed by the Securities and Futures Commission or any regulatory authority in Hong Kong.



Risk Disclosure Statement in relation to Securities Margin Trading Services:



Risk of Margin Trading

The risk of loss in financing a transaction by deposit of collateral is significant. The Customer may sustain losses in excess of his cash and any other assets deposited as collateral with the Bank. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders. The Customer may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, his collateral may be liquidated without his consent. Moreover, the Customer will remain liable for any resulting deficit in his account and interest charged on his account. The Customer should therefore carefully consider whether such a financing arrangement is suitable in light of his own financial position and investment objectives.



Risk of Providing an Authority to Repledge Securities Collateral etc.

There is risk if the Customer provides the Bank with an authority that allows it to apply his securities or securities collateral pursuant to a securities borrowing and lending agreement, repledge his securities collateral for financial accommodation or deposit his securities collateral as collateral for the discharge and satisfaction of its settlement obligations and liabilities.



If the Customer's securities or securities collateral are received or held by the Bank in Hong Kong, the above arrangement is allowed only if the Customer consents in writing. Moreover, unless the Customer is a professional investor, his authority must specify the period for which it is current and be limited to not more than 12 months. If the Customer is a professional investor, these restrictions do not apply.



Additionally, the Customer's authority may be deemed to be renewed (i.e. without his written consent) if the Bank issues him a reminder at least 14 days prior to the expiry of the authority, and he does not object to such deemed renewal before the expiry date of his then existing authority.



The Customer is not required by any law to sign these authorities. But an authority may be required by the Bank, for example, to facilitate margin lending to him or to allow his securities or securities collateral to be lent to or deposited as collateral with third parties. The Bank should explain to the Customer the purposes for which one of these authorities is to be used.



If the Customer signs one of these authorities and his securities or securities collateral are lent to or deposited with third parties, those third parties will have a lien or charge on his securities or securities collateral. Although the Bank is responsible to the Customer for securities or securities collateral lent or deposited under his authority, a default by it could result in the loss of his securities or securities collateral.



A cash account not involving securities borrowing and lending is available from the Bank. If the Customer does not require margin facilities or does not wish his securities or securities collateral to be lent or pledged, do not sign the above authorities and ask to open this type of cash account.



This service/product is not targeted at customers in the European Union.



To borrow or not to borrow? Borrow only if you can repay!