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Securities Services PromotionsSecurities Services Promotions

Securities Services Promotions

Dah Sing Bank Securities Services provide you with
fast, easy, convenient and secure securities service.

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Latest Offer

Welcome OfferBrokerage Fee PromotionStocks Transfer-in Cash Reward up to HK$7,000Preferential Margin Securities Interest Rate as low as P-2% p.a.

Buy & Sell Brokerage Fee Waiver for up to 6 months


"Unlimited Buy & Sell Brokerage Fee Waiver for the first 3 months" & "Extra 3 months Buy & Sell Brokerage Fee Waiver for VIP Banking customers of up to HK$7,500"


A "New Securities Customer" / "New Margin Securities Customer" who successfully executes any buy and / or sell transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares via any transaction channel can enjoy unlimited buy & sell brokerage fee waiver starting from the account opening month and the following 3 months ("Free Brokerage Fee Period"). For a "New Securities Customer" / "New Margin Securities Customer" who becomes a VIP Banking customer during the Promotion Period can enjoy extra 3 months of buy and / or sell brokerage fee waiver with cap of HK$7,500 by successfully executing at least one transaction of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares via "Mobile Securities Trading App+" and setting up at least one strategy in "Power Screener" / "Power Tracker" during the Free Brokerage Fee Period.


"Handling Fee Waiver for IPO New Shares Subscription" and "Brokerage Fee Waiver for the sale of IPO New Shares"



Customers can enjoy waiver of handling fee for successful subscription of IPO New Shares via "Mobile Securities Trading App+" during the Promotion Period. In addition, customers who successfully subscribe IPO New Shares via "Mobile Securities Trading App+" and subsequently successfully sell that subscribed IPO New Shares via "Mobile Securities Trading App+" during the Promotion Period can enjoy the brokerage fee waiver for that sale transaction.

Brokerage Fee as low as 0.1%



The following preferential brokerage fee is offered for trading Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares during the Promotion Period:



VIP Banking Customers
  • Trading via "Mobile Securities Trading App+" and/or "i-Securities Internet Trading Services" can enjoy brokerage fee rate at 0.125%
  • Trading via "Branch Securities Trading Centers"* can enjoy brokerage fee rate at 0.15%
  • Minimum amount of Brokerage Fee is HK$90/RMB80 per transaction via above transaction channels
  • Brokerage Fee Rate at 0.1% for each trading transaction with HK$1million/RMB1million transaction amount or above via any transaction channel
General Customers
  • Trading via "Mobile Securities Trading App+" and/or "i-Securities Internet Trading Services" can enjoy brokerage fee rate at 0.15%
  • Trading via "Branch Securities Trading Centers"* can enjoy brokerage fee rate at 0.18%
  • Minimum amount of Brokerage Fee is HK$90/RMB80 per transaction via above transaction channels

*"Branch Securities Trading Centers" only provide Hong Kong listed securities trading services

"Stocks Transfer-in Cash Reward up to HK$7,000" and "Extra Cash Reward for Stocks Transfer-in Deposit"



Customers can enjoy $100 cash reward for accumulating every HK$100,000 aggregate market value of successful stock transfer-in of Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares during the Promotion Period. General Customers can enjoy up to HK$3,000 cash reward and VIP Banking Customers can enjoy up to HK$7,000 cash reward.



In addition to the "Stocks Transfer-in Cash Reward up to HK$7,000", "New Securities Customers" / "New Margin Securities Customers" can enjoy extra cash reward as listed below for successfully depositing designated accumulated aggregate market value of Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares during the Promotion Period.



Stock Transfer-in Deposit (Accumulated Aggregate Market Value) Extra Cash Reward
HK$500,000 or above but below HK$1,000,000 HK$200
HK$1,000,000 or above HK$500

Preferential Margin Securities Interest Rate as low as P-2% p.a.


Enjoy preferential margin securities interest rate for the first 6 months from the opening date of margin securities account.



VIP Banking Customer P-2% p.a.
General Customer P-1.5% p.a.

Promotion period is from 1 July 2020 until 31 December 2020.

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Investment involves risks. Subject to relevant terms and conditions. For details, please click here.

General Terms and Conditions

  1. Promotion Offers are valid from 1 July 2020 to 31 December 2020 (both dates inclusive)(the "Promotion Period").
  2. The customers' eligibility and calculations on all offers and rewards will be based on the transaction records of Dah Sing Bank, Limited ("the Bank").
  3. All offers and rewards are not transferable and cannot be exchanged for cash or other discounts.
  4. Private Banking customers, customers who opened accounts under company name and staff of Dah Sing Financial Group and its affiliates are not eligible for all offers and rewards.
  5. Unless otherwise stated, all offers and rewards mentioned below cannot be used in conjunction with any other promotion offers of the Bank. The Bank reserves the right to terminate or amend the below offers, rewards and their terms and conditions at any time without prior notice. In case of dispute, the decision of the Bank shall be final and conclusive.


"Welcome Offer" Terms and Conditions

  1. (Applicable to the opening of securities account) "Securities Account Welcome Offer" is only applicable to securities customers who did not maintain any securities account(s) (whether in the customer's sole name or joint-name with other person(s)) with the Bank at any time during the period from 1 January 2020 to 30 June 2020 and successfully open new securities accounts with the Bank for the first time during the Promotion Period ("New Securities Customers").
  2. (Applicable to the opening of margin securities account) "Margin Securities Account Welcome Offer" is only applicable to securities margin customers who did not maintain any securities account(s) (whether in the customer's sole name or joint-name with other person(s)) with the Bank at any time and did not maintain any margin securities account(s) (whether in the customer's sole name or joint-name with other person(s)) with the Bank during the period from 1 January 2020 to 30 June 2020 and successfully open new margin securities accounts with the Bank for the first time during the Promotion Period ("New Margin Securities Customers").
  3. During the Promotion Period, if customers (i) open more than one new securities account or new margin securities account; or (ii) open new securities account and new margin securities account at the same time, whether in sole name or joint-name with other person(s), only that new securities account or new margin securities account with the earliest account opening date will be eligible for the relevant welcome offer ("Eligible Account").


"Unlimited Buy & Sell Brokerage Fee Waiver for the first 3 months" & "Extra 3 months Buy & Sell Brokerage Fee Waiver for VIP Banking customers of up to HK$7,500"

  1. A New Securities Customer / New Margin Securities Customer who successfully executes any buy and/or sell transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares (excluding IPO subscription, Stocks Investment Savings Plan and odd lot stock transactions) via any transaction channel through an Eligible Account can enjoy full brokerage fee rebate for the buy and/ or sell securities transactions starting from the account opening month and the following 3 months ("Free Brokerage Fee Period"). There is no limit on the rebate amount.
  2. Customers who are eligible for the "Unlimited Buy & Sell Brokerage Fee Waiver for the first 3 months" offer are required to pay brokerage fees upfront at the rate of respective transaction channel. The brokerage fees being waived will be reimbursed to the securities settlement account of the Eligible Account in the form of cash rebates within 2 months after the end of Free Brokerage Fee Period.
  3. A New Securities Customer / New Margin Securities Customer who becomes a VIP Banking customer during the Promotion Period can also enjoy extra 3 months of Buy & Sell Brokerage Fee Waiver with cap of HK$7,500 by successfully executing at least one buy and/or sell transaction of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares (excluding IPO subscription, Stocks Investment Savings Plan and odd lot stock transactions) via Mobile Securities Trading App+ and setting up at least one strategy in Power Screener / Power Tracker in Mobile Securities Trading App+ during the Free Brokerage Fee Period. The extra 3 months' brokerage fee waiver period ("VIP Extra Free Brokerage Fee Period") will start from the 3 months immediately following the end of the Free Brokerage Fee Period. The relevant Free Brokerage Fee Period and VIP Extra Free Brokerage Fee Period are listed below:

    Account Opening Month Free Brokerage Fee Period VIP Extra Free Brokerage Fee Period
    July 2020 July 2020 – October 2020 November 2020 – January 2021
    August 2020 August 2020 – November 2020 December 2020 – February 2021
    September 2020 September 2020 – December 2020 January 2021 – March 2021
    October 2020 October 2020 – January 2021 February 2021 – April 2021
    November 2020 November 2020 – February 2021 March 2021 – May 2021
    December 2020 December 2020 – March 2021 April 2021 – June 2021
  4. Customers who are eligible for the "Extra 3 months Buy & Sell Brokerage Fee Waiver for VIP Banking customers of up to HK$7,500" offer are required to pay brokerage fees upfront at the rate of respective transaction channel. The brokerage fees being waived will be reimbursed to related securities settlement account of Eligible Account in the form of cash rebates according to the schedule as follows:

    Account Opening Month Brokerage fee rebate month
    July 2020 – September 2020 On or before 31 May 2021
    October 2020 – December 2020 On or before 31 August 2021
  5. Customers still have to pay other transaction fees, including but not limited to transaction levy charged by the Securities and Futures Commission, trading fee charged by the Hong Kong Exchanges and Clearing Limited, Hong Kong stamp duty, stamp duty charged by the State Administration of Taxation, securities management fee charged by the China Securities Regulatory Commission, handling fee charged by Shanghai Stock Exchange / Shenzhen Stock Exchange and transfer fee charged by China Securities Depository and Clearing Corporation Limited.
  6. Customers must still maintain the relevant valid Eligible Accounts and related securities settlement accounts with the Bank at the time the brokerage fee rebate is credited in order to be entitled to the "Unlimited Buy & Sell Brokerage Fee Waiver for the first 3 months" and "Extra 3 months Buy & Sell Brokerage Fee Waiver for VIP Banking customers of up to HK$7,500" offers.


"Preferential Margin Securities Interest Rate as low as P-2% p.a.

  1. New Margin Securities Customers can enjoy preferential margin securities interest rate for the first 6 months from the opening date of the Margin Securities Account ("Preferential Margin Securities Interest Rate Period"). The Margin Interest Rate of Securities Services listed in Bank Services Charges will apply after the end of the Preferential Securities Margin Interest Rate Period.

    Account Opening Month Preferential Securities Margin Interest Rate Period
    July 2020 July 2020 – January 2021
    August 2020 August 2020 – February 2021
    September 2020 September 2020 – March 2021
    October 2020 October 2020 – April 2021
    November 2020 November 2020 – May 2021
    December 2020 December 2020 – June 2021
  2. Preferential margin securities interest rate is determined by the customer type at the time the Margin Securities Account is opened (any subsequent change to the customer type will be disregarded). VIP Banking customers can enjoy annualized margin securities interest rate at P-2% and General Banking Customers can enjoy annualized margin securities interest rate at P-1.5%.
  3. P refers to the Hong Kong Dollar Prime Lending Rate quoted by the Bank from time to time. The actual margin securities interest rate is subject to the Bank's final approval. The Bank reserves the right to amend the margin securities interest rate at any time without notice.

"Stocks Transfer-in Cash Reward up to HK$7,000" and "Extra Cash Reward for Stocks Transfer-in Deposit"

  1. Customers who successfully deposit Hong Kong Listed Securities (Excluding Warrants and Callable Bull/Bear Contracts) and/or Shanghai A Shares and/or Shenzhen A Shares into their securities accounts with the Bank via Central Clearing and Settlement System (CCASS) from other banks or securities firms (excluding Dah Sing Financial Group and its subsidiaries) during the Promotion Period can enjoy HK$100 cash reward for depositing every HK$100,000 aggregate market value of stocks. Each VIP Banking Customer can enjoy up to HK$7,000 cash reward. Customers must still be VIP Banking Customers at the time the cash reward is credited; otherwise, they can only enjoy the up to HK$3,000 cash reward as for General Customers. If the accumulated aggregate market value of stocks deposited falls short of HK$100,000, customers will not be eligible for this offer. Any part of the accumulated aggregate market value in excess of HK$100,000 but falls short of its multiple will not be counted for the cash reward. The value of cash reward is fixed at HK$100 or its multiple, depending on the accumulated market value deposited.
  2. In addition to the "Stocks Transfer-in Cash Reward up to HK$7,000" as mentioned above, New Securities Customers / New Margin Securities Customers who conduct the stock transfer mentioned in clause 1 above during the Promotion Period can enjoy extra cash reward as listed below:

    Stock Transfer-in Deposit (Accumulated Aggregate Market Value) Extra Cash Reward
    HK$500,000 or above but below HK$1,000,000 HK$200
    HK$1,000,000 or above HK$500
  3. The accumulated aggregate market value of stocks deposited is calculated on a per securities account basis. If there is any withdrawal of stocks either through CCASS or by physical scrip before the extra cash reward is credited by the Bank, customers will not be eligible for the extra cash reward. If customers sell the relevant stocks deposited through the securities account of the Bank, the accumulated aggregate market value of stocks deposited for the calculation of this offer will not be affected.
  4. Market value of the stock is calculated based on the closing price and the exchange rate of the stock on the deposit day. For deposit of RMB denominated securities, its market value will be converted to HKD based on the corresponding RMB exchange rate determined by the Bank at that time for calculating the accumulated aggregate market value.
  5. The relevant cash reward will be credited into related securities settlement account of Eligible Account on or before 28 February 2021. Customers must still maintain the relevant valid Eligible Account and related securities settlement accounts with the Bank at the time the cash reward is credited in order to be entitled to this offer.


Other Privileged Offers

"Brokerage Fee as low as 0.1%"

  1. VIP Banking Customers and General Customers can enjoy "Securities Trading Brokerage Fee at 0.125%" offer and "Securities Trading Brokerage Fee at 0.15%" respectively for the trading transactions of Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares successfully executed via Mobile Securities Trading App+ and/or via i-Securities Internet Trading Services during the Promotion Period through valid securities accounts maintained with the Bank. The minimum brokerage fee is HK$90 (for HKD denominated transaction)/RMB80 (for RMB denominated transaction) per transaction.
  2. VIP Banking Customers and General Customers can enjoy "Securities Trading Brokerage Fee at 0.15%" offer and "Securities Trading Brokerage Fee at 0.18%" offer respectively for the trading transactions of Hong Kong Listed Securities successfully executed via Branch Securities Trading Centres during the Promotion Period through valid securities accounts maintained with the Bank. The minimum brokerage fee is HK$90 (for HKD denominated transaction)/RMB80 (for RMB denominated transaction) per transaction.
  3. If customers' account type is changed during the Promotion Period, the brokerage fee rate offer applicable to the respective account type will be effective within 3 working days from the effective day of the change.
  4. VIP Banking Customers can enjoy "Securities Trading Brokerage Fee at 0.1%" offer for each successfully executed Hong Kong Listed Securities, Shanghai A Shares and/or Shenzhen A Shares trading transaction with transaction amount of HK$1million/RMB1million or above conducted via any transaction channel during the Promotion Period through valid securities accounts maintained with the Bank. For customers who are eligible for the "Securities Trading Brokerage Fee at 0.1%" offer, they are required to pay brokerage fees upfront at the rate of respective transaction channel. The brokerage fee amount that is entitled to be waived will be reimbursed to eligible customers' securities settlement accounts in the form of cash rebates on or before 31 August 2021. Customers must still be VIP Banking Customers and maintain the relevant valid securities accounts and securities settlement accounts with the Bank at the time the cash rebate is credited in order to be entitled to this offer.


"Handling Fee Waiver for IPO New Shares Subscription" & "Brokerage Fee Waiver for the Sale of IPO New Shares"

  1. Customers can enjoy waiver of handling fee for successful subscription of IPO New Shares via Mobile Securities Trading App+ during the Promotion Period. If customers successfully subscribe to IPO New Shares via Mobile Securities Trading App+ during the Promotion Period and subsequently successfully sell that subscribed IPO New Shares via Mobile Securities Trading App+ during the Promotion Period, customer can enjoy the brokerage fee waiver for that sale transaction. If the subscribed IPO New Shares are sold in more than one transaction or the relevant IPO New Shares are repurchased during the Promotion Period, only the first sale transaction will be eligible for the brokerage fee waiver.
  2. "Handling Fee Waiver for IPO New Shares Subscription" and "Brokerage Fee Waiver for the Sale of IPO New Shares" are only applicable to any IPO New Shares Subscription listed on the Main Board and GEM Board of Hong Kong Stock Exchange through nominee service of the Bank during the Promotion Period and will be subject to the announcement of the Bank.
  3. Customer should still pay the relevant handling fee first (HK$100/RMB100 per application). The handling fee being waived will be reimbursed to customers’ securities settlement account on or before 30 September 2021.
  4. Customers who are eligible for the "Brokerage Fee Waiver for the Sale of IPO New Shares" offer are required to pay applicable brokerage fees upfront. The relevant brokerage fee that is entitled to be waived will be reimbursed to customers' securities settlement accounts in the form of cash rebates on or before 30 September 2021. Besides, customers still have to pay other transaction fees, including but not limited to transaction levy charged by the Securities and Futures Commission, trading fee charged by the Hong Kong Exchanges and Clearing Limited, Hong Kong stamp duty, stamp duty charged by the State Administration of Taxation, securities management fee charged by the China Securities Regulatory Commission, handling fee charged by Shanghai Stock Exchange / Shenzhen Stock Exchange and transfer fee charged by China Securities Depository and Clearing Corporation Limited.
  5. Customers must still maintain the relevant valid securities account and securities settlement accounts with the Bank at the time the relevant cash rebate is credited in order to be entitled to "Handling Fee Waiver for IPO New Shares Subscription" & "Brokerage Fee Waiver for the Sale of IPO New Shares".


Note: If there is discrepancy between the Chinese and the English versions hereof, the English version shall prevail.



Securities Services Risk Disclosure:


Investment involves risks. The prices of securities fluctuate, sometimes dramatically. The price of securities may move up or down and may become valueless. Losses may be incurred as well as profits made as a result of buying and selling securities. Customers should carefully consider whether the investment products or services mentioned herein are appropriate for them in view of their investment experience, objectives and risk tolerance level, and read the terms and conditions of relevant Securities Services before making any investment decision. For the information of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect, please read the Information on Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect (containing a section of Risks of investing through Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect).


Currency Risk Disclosure:


Exchange of renminbi (RMB) to HKD or other currencies is subject to currency exchange rate fluctuation. Customers should bear the risk of RMB exchange rate fluctuations which may cause profit or loss if customer chooses to convert RMB to HKD or other currencies. RMB is currently subject to exchange controls imposed by the PRC government, the exchange rate may be easily affected by change in government policies.



Risk Disclosure Statement in relation to Securities Margin Trading Services:


Risk of Margin Trading

The risk of loss in financing a transaction by deposit of collateral is significant. The Customer may sustain losses in excess of his cash and any other assets deposited as collateral with the Bank. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders. The Customer may be called upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, his collateral may be liquidated without his consent. Moreover, the Customer will remain liable for any resulting deficit in his account and interest charged on his account. The Customer should therefore carefully consider whether such a financing arrangement is suitable in light of his own financial position and investment objectives.



Risk of Providing an Authority to Repledge Securities Collateral etc.

There is risk if the Customer provides the Bank with an authority that allows it to apply his securities or securities collateral pursuant to a securities borrowing and lending agreement, repledge his securities collateral for financial accommodation or deposit his securities collateral as collateral for the discharge and satisfaction of its settlement obligations and liabilities.


If the Customer's securities or securities collateral are received or held by the Bank in Hong Kong, the above arrangement is allowed only if the Customer consents in writing. Moreover, unless the Customer is a professional investor, his authority must specify the period for which it is current and be limited to not more than 12 months. If the Customer is a professional investor, these restrictions do not apply.


Additionally, the Customer's authority may be deemed to be renewed (i.e. without his written consent) if the Bank issues him a reminder at least 14 days prior to the expiry of the authority, and he does not object to such deemed renewal before the expiry date of his then existing authority.


The Customer is not required by any law to sign these authorities. But an authority may be required by the Bank, for example, to facilitate margin lending to him or to allow his securities or securities collateral to be lent to or deposited as collateral with third parties. The Bank should explain to the Customer the purposes for which one of these authorities is to be used.


If the Customer signs one of these authorities and his securities or securities collateral are lent to or deposited with third parties, those third parties will have a lien or charge on his securities or securities collateral. Although the Bank is responsible to the Customer for securities or securities collateral lent or deposited under his authority, a default by it could result in the loss of his securities or securities collateral.


A cash account not involving securities borrowing and lending is available from the Bank. If the Customer does not require margin facilities or does not wish his securities or securities collateral to be lent or pledged, do not sign the above authorities and ask to open this type of cash account.


Unless the context requires otherwise, this document does not constitute any offer, invitation or recommendation to any person to enter into any securities transaction nor does it constitute any prediction of likely future movements in prices of any securities. This document has not been reviewed by the Securities and Futures Commission or any regulatory authority in Hong Kong.


The products/services mentioned herein are not targeted at customers in the European Union.


To borrow or not to borrow? Borrow only if you can repay!